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Wys³any: ¦ro 22:45, 05 Lut 2014 Temat postu: |
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⊙ reporter Ceng Wenlu Wu Xin, edited by Ye Miao
so it is understood, some firms in the declaration of qualification of materials are also prepared two sets of plans: a material pipe business licence by the securities investment; a set of material is from the "endowment tube company (Preparatory)" in the name of. Hushang A is preparing to set up endowment tube company broker who told reporters: "now the regulators is not clear,hollsiter uk, so we are thinking about the licence application again,hollister clothes uk, subsidiaries set up to carry out the business. By the parent company to submit the application materials, the licence to build subsidiary below."
this week, asset management subsidiary or asset management department can begin to declare the public offering fund business qualification of materials to the csrc. The news reporter was informed that,hogan shop online, at present there are many large brokerage statement will be submitted materials for the first time, but recently the supervision layer also has not yet started to accept. Actively apply for the licence, the industry generally reflect the controversial path in business.
also if is composed of parent firms to apply for public offering fund business license,chaussure femme louboutin, derived from fund brokerage executives and its subsidiary company executive can not serve as the problem. Hushang a eligible for public offering fund condition data sources: "at the end of 5 regulatory departments held an internal meeting in Shanghai,hollister clearance sale, listened to the fund and other relevant aspects of the proposal, news is the brokerage executives if at the same time in the fund company executives, due to the conflict of interests,veste moncler, the brokers endowment tube will not be able to carry out public offering fund business."
otherwise industry insiders believe that, in these details are not expressly settled circumstances,woolrich outlet milano, many brokers endowment tube to apply for public offering fund business may be postponed. "In the short term, brokerage executives cannot quit executive job fund company. Preparation of pipe company could not accomplish at one stroke."
is the first regulatory concurrently on brokerage executives requirements, so many firms have not yet decided to choose which path to carry out business. It is understood, at present brokers can carry out public offering fund business through three forms: one is the establishment of endowment tube company; the second is the parent company of new mutual fund business lines; the third is the fund's Holdings subsidiary shares to reach absolute holdings,hollister swimwear, the fund management business in the subsidiary platform.
currently, brokerage >
brokers endowment tube in the acceptance of the Shanghai newspaper reporter the interview said: "the public offering business license will actively to take,hollister gilet mens, but specific to what kind of form development, company is still under discussion. Because of the public offering public holders,moncler outlet online, many legal problems involved,mulberry bayswater, and some even not one thirty will be able to solve."
but there are some problems in three ways, the first two relates to brokerage executives office. "If you set up a subsidiary,hollister france, the parent company in charge of vice president information will not be as subsidiary company chairman. If the parent company information management department of the form, then the new public offering fund management department, the two departments of the responsible person is not the same person, scope of the original department general manager may reduce. Third kinds of path should not firms have to consider." Hushang a medium-sized brokers endowment tube people explained.
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before the CSRC revised "measures" securities investment fund management solicit public (referred to as "the draft"). For bond funds, "draft", debt leverage ratio should not exceed 140% of its net assets, in addition, the single bond holdings also made similar shares based on "double limit". |
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